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Why Implement a People Compliance Program?

Updated over 3 weeks ago

Establishing a People Compliance Program offers several key benefits:

  • Risk Mitigation: By systematically verifying employee credentials and backgrounds, organizations can reduce the likelihood of fraud, misconduct, or other issues that could harm the company.

  • Regulatory Compliance: Many industries have specific legal requirements regarding employee qualifications and background checks. A structured program helps ensure adherence to these regulations.

  • Operational Efficiency: Streamlining the compliance process through a formal program can save time and resources, allowing HR and compliance teams to focus on other critical tasks.


🛠️ Key Components of a People Compliance Program

A comprehensive People Compliance Program typically includes:

  • Background Screening: Conducting checks on criminal history, employment verification, education credentials, and more.

  • Identity Verification: Confirming that individuals are who they claim to be, often through government-issued IDs or biometric data.

  • Rescreening or Continuous Monitoring: Regular review of criminal history to catch any changes that may affect their compliance status

  • Policy Development: Creating clear guidelines and procedures for compliance-related activities, ensuring consistency and fairness across the organization.


Implementing a People Compliance Program is a proactive step toward building a trustworthy and legally compliant workforce. For a more detailed exploration, you can read the full article here: People Compliance Program: Definition, Guidance, and Examples

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